Accordingly, any ARTICLE SHAREHOLDER ACTION WITHOUT A MEETING. Get the latest news and analysis in the stock market today, including national and world stock market news, business news, financial news and more TD BANK USA, N.A. and TARGET ENTERPRISE, INC. TARGET ... Article XI of the Alaska Constitution is entitled Initiative, Referendum, and Recall. Sec. Executive Representative. Text messaging ARTICLE I - DEFINITIONS Section 1.01 Definitions. Article XI, Section 1 of OCC’s By-Laws states that Article III of the By-Laws may not be amended by action of the Board without the approval of the holders of all of the outstanding Common Stock of the Corporation entitled to vote thereon. The sole stockholder of the capital stock of FINRA Regulation is FINRA, Inc. See Article XI, Section 11.1 (Sole Stockholder). BY-LAWS OF FINRA REGULATION, INC. Paragraph means a portion of this Consent Decree identified by an Arabic numeral or an upper or lower case letter. Article XI – Amendments The By-Laws may be altered, amended, or repealed at any meeting of members of the Association by a majority vote of all the currently active professional members present and voting either in person or by proxy, provided that the proposed action, in specific language, is inserted in the notice of such a meeting. Nov. 6, 2008. bus driver examination & training. stockholders of that purpose. ARTICLE XI -- AMENDMENTS . adopted by the Board pursuant to Section 3.1(b) of the By-Laws. Amendments to Article XI. Revised April 13, 2010, October 11, 2011, October 9, 2012, November 13, 2012, December 11, 2012, November 12, 2013, December 9, 2014, March 10, 2020 4 ARTICLE I - ORGANIZATION AND PURPOSE Section 1. § 1. therefore, purchasers of interests will be required to bear the risk of their investment for an indefinite period of time. Filling of Vacancies on Regional Committees. Self-Nomination of Candidates and Vacancy Appointments. Section 1. Article II, Section 1 establishes that the president and vice president are to be elected at the same time and serve the same four-year term. Article XI, Section 1 of OCC’s By-Laws states that Article III of the By-Laws may not be amended by action of the Board without the approval of the holders of all of the outstanding Common Stock of the Corporation entitled to vote thereon. The Council shall meet annually with the Board to discuss the present state of the Association and offer suggestions for improvements in services to the membership. Use and Disclosure of Confidential Information 79 Section 11.3. Term of Agreement means the term of this Agreement as specified in Section 9.01 hereof. General Confidentiality 77 Section 11.2. Vacancies 12 ARTICLE VII - Capital Stock - Dividends - Seal 12 Section 1. - 1 - Section 2. The annual meeting of the shareholders shall be held on the 1st day in the month of September in each year, beginning with the year 1979, at the hour of 4 o'clock p.m., for the purpose of electing Directors and for the transaction of such other business as may come before the meeting. meeting of the stockholders, duly convened after notice to the . Section 2-- Address The mailing address of the organization shall be P.O. Referendum: Senate confirmation of regents, rewritten to include all three of Arizona's universities. ARTICLE II. Prohibition of special legislation; particular subjects. Principal Office 26 SECTION 2. Section 1.4 Quorum. Solicitation of Candidates and Secretary's Notice to FINRA Members. Tax Treatment. Membership Roll. refer to this Indenture as a whole andnot to any particular Article, Section or other subdivision. (k) "district" means a district established by the Board pursuant to Article VIII, Section 8.1 of these By-Laws; (l) "District Director" means a FINRA Regulation staff member who heads a district office; (m) "district office" means an office of FINRA Regulation located in a district; (3) home rule cities and general law cities authorized by §5 of Article XI of the Texas Constitution to levy a tax of up to $2.50 per $100 valuation have a bond allowable rate of $1.50 per $100 valuation, unless the tax rate is further limited by the city's charter; It has eight sections and has been amended three times. Section 10.01 Payment of Bonds ARTICLE XI MISCELLANEOUS Section 11.01 Amendment or Modification of Bond Legislation Section 11.02 Bond Legislation Constitutes Contract Section 11.03 Severability of Invalid Provisions Section 11.04 Headings, Etc. Section 2.14 Global Securities. stipulated by Article III, Section 1 of OCC’s By-Laws. Law Article XI, Section 11-1(c). Section 1.09(a)(2) and (3) of these By-laws (including, but not limited to, such other information required to be set forth in connection with a stockholder's director nomination); (iv) an acknowledgement by the [Amended, November 6, 1984; November 3, 1998] NOTE: The office of the state treasurer will be abolished on the first Monday in January 2003. Section 1110 of the Bankruptcy Code or any successor or analogous section of the federal bankruptcy law in effect from time to time. This text of the US Constitution follows the engrossed copy signed by Gen. Washington and the deputies from 12 States. within the meaning of Rules 8c-1 and 15c2-1 of the Securities and Exchange Commission and, when used in respect of a clearing member of a Participating CCO, means a Clearing Member whose account with such clearing member would be a "proprietary account" within the meaning of Section 1.3(y) of the and treated as being described in Section 401(a) of the Code pursuant to Section 1022 of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”); (d) any separate account maintained by an insurance company and consisting solely of assets of trusts, plans or gov- Section 1 Members of the Marple Newtown Soccer Association, Inc. shall include: a. Administrative Agent and Affiliates 95 SECTION 11.04. A District Committee shall consist of no fewer than five and no more than 20 members, unless otherwise provided by resolution of the Board. Section 303.Execution, Authentication, Delivery and Dating Section 304. Section 2. Article XI, section 5 1 TOC INDEX ... comply with FINRA’s rules or the securities laws. Alternatively, download the free US Constitution PDF version. 2. Constitution and By-laws Article I - Name Section 1—Legal Name The legal name of the organization shall be the Northeastern Youth Sport Association (hereafter referred to as NEYSA or Association). “Closing Date” means the date of the initial delivery of and payment for the Certificates. stockholders are entitled to cast thereon, at any regular or special . (a) Notwithstanding any other provision of this constitution, the legislature may by law define for all purposes those functions of a municipality that are to be considered governmental and those that are proprietary, including reclassifying a function's classification assigned under prior statute or common law. Section 85 - Periodic revision and promulgation of laws. Effective date of amendment to section 1, Article IV, by S.J.R. The officers of the corporation will be a chairman of the board, a chief executive officer, a chief operating officer, a chief financial officer, a treasurer, a secretary, and such assistant treasurers, assistant secretaries or other officers as may be elected by the board of directors. See proposed FINRA Regulation By-Laws, Article XI, Section 11.3(a) (Signatures). Section 102 means section 102 of the Ordinance and any regulations, rules, orders or procedures promulgated thereunder as now in effect or as hereafter amended. Section 11.6 Compliance with Law Section 11.7 Severability ... whether through the ownership of voting securities or interests, by contract or otherwise. NOW THEREFORE THIS BY-LAW IS HEREBY ENACTED AS BY-LAW NO. SHAREHOLDERS SECTION 1. Res.Ch. 2.2 In the manner permitted by law, the Board or the registered agent may change the address of FINRA Regulation's registered office in the State of Delaware and the Board may make, revoke, or change the designation of the registered agent. Section 3. Section 1. Section 11.01 ARTICLE XI MISCELLANEOUS Amendment or Modification of Bond Legislation 51 Section 11.02 Bond Legislation Constitutes Contract 51 Section 11.03 Severability of Invalid Provisions 51 Section 11.04 Headings, Etc. Description: Trader has more than one account. Text messaging, or texting, is the act of composing and sending electronic messages, typically consisting of alphabetic and numeric characters, between two or more users of mobile devices, desktops/laptops, or another type of compatible computer.Text messages may be sent over a cellular network, or may also be sent via an Internet connection.. The presence at any meeting of stockholders, in person or by proxy, of the holders of record of a majority of the shares then issued and outstanding and entitled to vote shall be necessary and sufficient to constitute a quorum for the transaction of business. SEC. Political power in people. Xi’an TCH was incorporated in Xi’an, Shaanxi Province under the laws of the PRC in November 2007. ARTICLE XI THE ADMINISTRATIVE AGENT 94 SECTION 11.01. the securities act, any applicable u.s. state securities laws, and any other applicable securities laws; and (ii) the terms and conditions of this amended and restated limited partnership agreement. When used in these By-Laws, unless the context otherwise requires, the term: (a) "Act" means the Securities Exchange Act of 1934, as amended; (b) "Board" means the Board of Directors of FINRA Regulation; (c) "broker" shall have the same meaning as in Section 3 (a) (4) of the Act; action taken by FINRA against Allen Holeman.1 The Commission found that Holeman willfully failed to timely amend his Uniform Application for Securities Industry Registration or Transfer (“Form U4”) to disclose three federal tax liens in violation of Article V, Section 2(c) of FINRA’s By-Laws, NASD IM-1000-1, and FINRA Rules 1122 and 2010. Article VI.I section 1. This text of the US Constitution follows the engrossed copy signed by Gen. Washington and the deputies from 12 States. PET DRX CORP Securities Registration Statement (S-1) BY-LAWS. Section 1. Administrative Agent’s Reliance, Etc. Section 2. Section 1. Seal: The seal of the Corporation shall be circular in form and shall bear the words and figures: "Incorporated Research Institutions for Seismology -- Delaware 1984" or words and figures of similar import. In all cases when a general law can be made applicable, a special law shall not be enacted except as provided in section 2. The Rule Notices Guidance News Releases FAQs. Resignations 11 Section 2. The body politic is formed … 0120. the first section of the first article of the Declaration of Rights, contained in and forming a part of the existing Constitution of the state, by an act passed on the fifteenth day of November, in the year of our Lord one thousand eight hundred and sixty-nine, did Section 302. 2. Schedule A to the By-Laws of the Corporation. Section 3 The annual membership year will run from May 1 to April 30. A highly accessible, easy-to-use online version full-text transcript of the US Constitution including Bill of Rights and the 27 Amendments. Execution of Instruments.The Board of Directors may in its discretion determine the method and designate the signatory officer or officers or other person or persons, to execute any corporate instrument or document, or to sign the corporate name without limitation, except where otherwise provided by law, and such execution or signature shall be binding upon the Corporation. Section 1d. Section 2.12 Cancellation. by Section 3.1 of this Ordinance. Auditors 25 ARTICLE VIII OFFICES SECTION 1. Section 2.13 Defaulted Interest. Section 1. Nominations at the First Annual Meeting Following Closing. “Act” means the Corporations Act (Ontario) and when it is proclaimed in force, the Not-for-Profit Corporations Act … (a) The State is divided into counties which are legal subdivisions of the State. The board shall not permit state funds to be used for the underwriting or direct purchase of municipal securities from the issuer or the issuer's agent. 1 - SEC. Statutory Disqualification (2) The term “Statutory Disqualification” shall have the same meaning as “statutory disqualification” in Section 3(a)(39) of the Act. Effective Date. Taxes 120 ARTICLE XI. The form of such seal shall be subject to alteration by the Board of Directors. Meetings of Regional Committees. On December 15, 2021, the U.S. Securities and Exchange Commission issued a proposal (the Rule 10b5-1 proposal) that would amend Rule 10b5-1 of the Securities Exchange Act … Expand All. (f.1) “Federally covered adviser” means a person who is registered under section 203 Amended by SR-FINRA-2008-046 eff. Article XI, section 3. Formation or consolidation requires approval by a majority of electors voting on the question in each affected county. Section 84 - Adoption of laws to provide for arbitration between parties. Referendum: State senate consent for gubernatorial appointments will be made "in the manner prescribed by law." Section 5 of Article IX of these By-Laws as the record date for the determination of stockholders who shall be entitled to notice of and to vote at such meeting. ARTICLE III The Debt Securities.....17 Section 301.Amount Unlimited; Issuable in Series. Term of Office of Regional Committee Members. The Worshipful Master, Senior Warden, Junior Warden, Secretary, Treasurer, and one member to the Board of Trustees, who shall serve for three years, shall be elected annually, by a majority of written ballot, either at the stated communication, immediately preceding St. John the Evangelist's Day, or at the first stated communication in December, as the Worshipful Master … Resignation of Members. Authorization and Action 94 SECTION 11.02. EXPLORE THIS SECTION. Section 83 - Voting in elections by legislature. (h) "Delaware law" means the General Corporation Law of the State of Delaware; (i) "Delegation Plan" means the "Plan of Allocation and Delegation of Functions by FINRA to Subsidiaries " as approved by the Commission, and as amended from time to time; Administrative Agent’s Reliance, Etc 94 SECTION 11.03. THE ADMINISTRATIVE AGENT 120 Section 11.1. ARTICLE I DEFINITIONS. Jan. 15, 1998. Accordingly, any (o) "Executive Representative" means the executive representative of a FINRA member appointed pursuant to Article IV, Section 3 of the FINRA By-Laws; (p) "FINRA" means the Financial Industry Regulatory Authority, Inc.; Definitions Unless the context requires otherwise, the following terms used in the Plan shall have the Retention of Jurisdiction. Description & Common Features. (a) Definitions The following terms shall, unless the context otherwise requires, have the stated meanings: (1) Aggregate Exercise Price — The term "aggregate exercise price" means the exercise price of an option contract multiplied by the number of units of the underlying security covered by such option contract. Denominations. NOW THEREFORE THIS BY-LAW IS HEREBY ENACTED AS BY-LAW NO. ARTICLE XI CONFIDENTIALITY 77 Section 11.1. Number of Senators and Representatives. ARTICLE XI – STANDING COMMITTEES Section 1. Shares of its own stock belonging The registered office of Finlay Fine Jewelry Corporation (“the Corporation”) in the State of Delaware shall be located in the City of Dover, State of Delaware and the registered agent shall be National Corporate Research, Ltd., or such other office or agent as the Board of Directors of the Corporation (the “Board”) shall from … Alternatively, download the free US Constitution PDF version. The number of Directors shall be not less than three nor more than twenty … Advisory Council. Civilian authority is, at all times, supreme over the military. Section 2.11 Temporary Securities. Registered MNSA p layers and parents or legal guardians of registered players who are 3, 1999. Article II – Purpose Addresses of Stockholders 12 Section 3. ARTICLE IV MEMBERSHIP. Limited Exchange Act Reporting Obligations The obligations of the Master Servicer under Section 3.16(b), Section 6.02 and Section 6.04 with respect to notice and information to be provided to the Depositor and Article XI (except Section 11.07(a)(1) and (2)). Section 17.61(1), Florida Statutes, provides that the CFO may invest, upon request, funds of any board, association, or entity created by the State Constitution or by Law by the procedure and in the authorized securities prescribed in Section 17.57(2), Florida Statutes. ... A district created under Section 8.1 shall elect a District Committee pursuant to this Article. Huahong was incorporated in February 2009. 122 Section 11.4. Credit Decision with Respect to the Administrative Agent 122 Section 11.5. NUMBER. Nov. 19, 1998. Dec. 15, 2008. Article XI-B, Section 2 Article XI-B, Section 9 Rule: Article V, Section 4(c) ... or using a solo or joint account with any person in any other Trading Participant for the purpose of transacting securities." Indemnification of Administrative Agent 95 SECTION 11.05. Standard of Care; Exculpatory Provisions 121 Section 11.3. ARTICLE IV OFFICERS SECTION 4.1. Lost, Destroyed or Stolen Certificate 13 Section 4. Unauthorized Use or Disclosure of Confidential Information 79 Section 11.4. The end of the institution, maintenance, and administration of government, is to secure the existence of the body politic, to protect it, and to furnish the individuals who compose it with the power of enjoying in safety and tranquility their natural rights, and the blessings of life: and whenever these great objects are not obtained, the people have a right to alter the government, and to take measures necessary for their safety, prosperity and happiness. ARTICLE I Offices SECTION 1. Until 1951, presidents could serve for as many four-year terms as they could win. 2. A highly accessible, easy-to-use online version full-text transcript of the US Constitution including Bill of Rights and the 27 Amendments. (f) “Commission” means the Banking and Securities Commission of the Commonwealth, as established under Subarticle C of Article XI-A of the act of May 15, 1933 (P.L.565, No.111), known as the Department of Banking and Securities Code. The Rule Notices Guidance News Releases FAQs. Article XI-B, Section 2 Article XI-B, Section 9 Rule: Article V, Section 4(c) ... or using a solo or joint account with any person in any other Trading Participant for the purpose of transacting securities." Additional Provisions shall have the meaning set forth in Section 15.01. Use and Disclosure of Confidential Information 79 Section 11.3. 1933, as amended, the securities laws of any state, province or any other applicable securities laws and are being sold in reliance upon exemptions from the registration requirements of the securities act and such ... article i definitions section 1.01. definitions 1 ... article xi miscellaneous section 11.01. severability 31 Amended by SR-FINRA-2008-026 eff. ARTICLE II this security [and any shares issued upon exercise of this security] have not been registered under the securities act of 1933, as amended (the "act"), or applicable state securities laws and may not be transferred or otherwise disposed of unless the applicable security has been registered under the act and such laws or (1) registration … GENERAL STANDARDS. BY-LAWS TABLE OF CONTENTS ARTICLE TITLE AND SECTION NUMBER PAGE ... 11 Article XI. Annual Meeting. The Rules shall become effective as provided in Article XI, Section 1, of the FINRA By-Laws. Section 3 — Regulatory Transaction Fee. Section 2 — Gross Revenue for Assessment Purposes. See Phlx By-Law Article III, Section 3-2 (Member Nominating Committee creates a list of candidates for each Designated Governor Position); see also The term originally referred to … Amended by SR-NASD-98-86 eff. Section 1 — Member Regulatory Fees. Unauthorized Use or Disclosure of Confidential Information 79 Section 11.4. 15] ( Article 11 added June 2, 1970, by Prop. Section 1. Application for Membership. (A) created by Section 49-b, Article III, Texas Constitution; or (B) the head of which is an officer in the executive department under Section 1, Article IV, Texas Constitution; or (5) a corporation created under Chapter 505, Local Government Code, by a municipality located in a county bordering the Rio Grande River. Section 11.05 Conflicting Provisions Repealed Section 11.06 Covenant of Due Procedure, Etc. Description: Trader has more than one account. Amended by SR-NASD-97-71 eff. The Philippines renounces war as an instrument of national policy, adopts the generally accepted principles of international law as part of the law of the land and adheres to the policy of peace, equality, justice, freedom, cooperation, and amity with all nations. Expenses of Regional Committees. stockholders entitled to cast at least a majority of the votes which all . Fixing a Record Date 13 Section 5. Section 3.2 Selection of Securities to be Redeemed. Any action required or permitted to be taken at any shareholders' meeting may be taken without a meeting, without prior notice and without a vote if the action is taken by all of the shareholders entitled to vote on the action. 1. 9. Whether a general law could have been made applicable in any case shall be judicially determined without regard to any legislative assertion on that subject. ARTICLE XI LOCAL GOVERNMENT [SEC. Rent Section 1 Collection Section 2 Form of Payment Section 3 Non-Payment Section 4 Dispossesses 12 Article XII. The fact that such power has been so conferred upon the Board of Directors shall not divest the stockholders of the power nor limit their power to adopt, amend or repeal by-laws. 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